Moors & Cabot, Inc. is a U.S. registered broker‑dealer and investment adviser headquartered in Boston, Massachusetts. Founded in 1890, it is one of the oldest financial services firms in the U.S., offering a full range of wealth management, brokerage, and financial planning services.
The firm serves individual, high-net-worth, and institutional clients, providing trading, investment advisory, and risk management solutions in the U.S. stock market.
What Services Does Moors & Cabot, Inc. Offer?
As a longstanding stock exchange broker, Moors & Cabot provides comprehensive investment and financial services for individuals, families, and institutions.
| Service Category | What Moors & Cabot Offers |
| Brokerage Services | Trade U.S. equities, fixed income, ETFs, and mutual funds |
| Investment Advisory | Portfolio management, tailored guidance, and discretionary advisory |
| Financial Planning & Wealth Management | Retirement, estate, and education planning; long-term financial strategies |
| Trading Desk & Execution | Equity, fixed income, and municipal bond trading |
| Insurance & Annuities | Risk management solutions and structured products |
| Banking & Lending | Cash management, credit, and lending solutions |
| Research & Tools | Market research, analytics, insights, and investment guidance |
| Trading Platforms | Client portals, electronic trading access, and direct market connectivity |
Who Is Moors & Cabot For?
Moors & Cabot serves a diverse client base, including:
- Individual investors seeking professional guidance on stocks, fixed income, and ETFs
- High-net-worth and ultra-high-net-worth clients needing tailored wealth management
- Families and business owners planning long-term financial goals
- Institutional clients requiring trading desk execution and portfolio advisory
- Clients wanting access to experienced NY stock brokers and professional trading support
Which Markets and Exchanges Can You Trade Through Moors & Cabot?
Market Access:
- U.S. equities, fixed income, municipal bonds, ETFs, and mutual funds
- Trading executed on NY Stock Exchange, NASDAQ, and other major U.S. securities exchanges
- Access to markets and trading services utilized by professional stock exchange brokers
Regulatory Memberships & Protection:
- SEC Registered (Broker-Dealer & Investment Adviser)
- FINRA Member
- NYSE Member
- SIPC Member
This ensures clients can trade across the US stock market with full regulatory oversight and standard investor protection.
How Trading Works With Moors & Cabot
- Open a brokerage or advisory account online or through a financial advisor
- Fund your account and choose trading instruments (equities, fixed income, ETFs, etc.)
- Access trading desk services or execute trades via electronic platforms
- Moors & Cabot executes trades on relevant exchanges (e.g., NYSE)
- Clearing and settlement handled through established partners
- Monitor portfolios, trading activity, and receive advisory support
The firm combines advanced trading technology with professional advisory services and experienced NY stock brokers to guide client decisions.
Contact Information and Website
Corporate Contact Information
| Detail | Information |
| Official Website | https://www.moorscabot.com |
| Company Name | Moors & Cabot, Inc. |
| Headquarters Address | One Federal Street, 19th Floor, Boston, MA 02110, USA |
| General Phone | 1-800-637-2222 |
| Email Support | [email protected] |
| CRD | 594 |
Regional Office / Campus Locations
| State / Region | Branch Locations & Focus |
| Massachusetts (Headquarters) | Boston (Wealth Management, Trading Desk, Advisory Services) |
| New York | New York City (Investment Advisory, Trading Access, NY Stock Brokers Support) |
| Florida | Miami, Tampa (Wealth Management & Financial Planning) |
| California | Los Angeles, San Francisco (Advisory Services, Portfolio Management) |
| Texas | Dallas, Houston (Investment Advisory & Brokerage Services) |
| Illinois | Chicago (Investment Advisory, Institutional Services) |
| Other U.S. States | Multiple offices (Client Services, Advisory Support) |
Moors & Cabot also supports remote electronic access for national and global clients.
Main Branch Location (US)
Why Moors & Cabot Matters for Investors
- Combines brokerage, wealth management, and advisory services in one platform
- Provides access to professional trading desks and stock exchange brokers
- Offers a wide range of investment solutions, including equities, fixed income, and municipal bonds
- Delivers long-term financial planning and portfolio guidance for individuals and institutions
- Has a 135+ year history, providing credibility, stability, and expertise in the U.S. stock market
Readers looking for the complete U.S. stock exchanges list can explore our detailed guide.
Frequently Asked Questions
What services does Moors & Cabot offer?
Moors & Cabot offers brokerage services, investment advisory, financial planning, wealth management, trading desk services, insurance solutions, and banking-related services.
Who is Moors & Cabot for?
Moors & Cabot serves individual investors, high-net-worth clients, families, business owners, and institutional clients seeking personalized financial solutions.
What markets can I trade through Moors & Cabot?
Clients can trade U.S. equities, fixed income securities, municipal bonds, ETFs, and mutual funds across major U.S. exchanges including the NYSE, NASDAQ, and other regulated venues.
What platforms does Moors & Cabot provide?
Moors & Cabot provides secure client portals, electronic trading access, and direct market connectivity for trade execution and account management.
How does trading work with Moors & Cabot?
Clients open and fund an account, then place trades through electronic platforms or with assistance from the trading desk, while clearing and settlement are handled by established clearing partners.
Why choose Moors & Cabot?
Moors & Cabot combines full-service brokerage, wealth management, and advisory expertise with more than 135 years of industry experience and a strong regulatory foundation.
