Feltl & Company is a U.S. registered broker-dealer and investment banking firm operating in the US stock market. The firm focuses on investment banking, capital markets advisory, and brokerage services, primarily serving middle-market and emerging growth companies. Feltl & Company is registered with the Securities and Exchange Commission (SEC) and is a member of the Financial Industry Regulatory Authority (FINRA) and the Securities Investor Protection Corporation (SIPC). Through its regulatory approvals, the firm operates alongside other compliant stock exchange brokers, including NASDAQ stock brokers, in U.S. securities markets.
What Services Does Feltl & Company Offer?
Feltl & Company provides brokerage and investment banking services centered on capital formation and advisory support.
| Service Category | What Feltl & Company Offers |
| Investment Banking | Mergers and acquisitions advisory, capital raising, and strategic transactions |
| Brokerage Services | Broker-dealer execution services in U.S. securities markets |
| Capital Markets Advisory | Financial and strategic advisory for public and private companies |
| Institutional Sales | Distribution and sales support for securities offerings |
| Research Services | Equity research related to covered companies and sectors |
All services are delivered within the regulatory framework governing stock exchange brokers in the US stock market.
Who Is Feltl & Company For?
Feltl & Company primarily serves:
- Middle-market and emerging growth companies
- Corporate clients seeking M&A or capital raising advisory
- Institutional investors participating in U.S. securities transactions
- Companies working with regulated NASDAQ stock brokers
- Issuers and investors requiring compliant brokerage and advisory services
Which Markets and Exchanges Can You Trade Through Feltl & Company?
Market Access
Feltl & Company participates in U.S. securities markets, including:
- Nasdaq-listed securities
- NYSE-listed equities
- Other eligible U.S. exchange-traded products
This allows clients to access the US stock market through a regulated broker-dealer structure.
Regulatory Memberships
- SEC registered broker-dealer
- FINRA member
- SIPC member
These registrations support investor protection and compliance with U.S. securities laws.
How Feltl & Company Helps You Trade and Execute Transactions
A typical engagement with Feltl & Company includes:
- Client onboarding and regulatory documentation
- Assessment of transaction, advisory, or brokerage needs
- Structuring of M&A, capital raising, or brokerage strategies
- Execution of trades or advisory mandates
- Ongoing reporting and client communication
The firm emphasizes compliance, professional execution, and advisory expertise within the US stock market.
Contact Information and Website
| Detail | Information |
| Company Name | Feltl & Company |
| Regulatory Status | SEC registered, FINRA and SIPC member |
| Business Type | Broker-Dealer and Investment Banking Firm |
| Headquarters | One Carlson Parkway North, Suite 225, Plymouth, MN 55447 |
| Market Focus | U.S. securities markets |
| CRD | 6905 |
Publicly disclosed operations are primarily based at the firmās headquarters.
Office Location
Why Feltl & Company Matters for Investors
Feltl & Company is relevant because it:
- Operates as a regulated broker-dealer in the US stock market
- Specializes in investment banking and advisory services
- Supports transactions involving Nasdaq-listed securities
- Functions within the regulatory standards applied to stock exchange brokers and NASDAQ stock brokers
Readers looking for the completeĀ U.S. stock exchangesĀ list can explore our detailed guide.
Frequently Asked Questions
Q1: Is Feltl & Company a regulated broker-dealer?
Yes. Feltl & Company is registered with the SEC and is a member of FINRA and SIPC.
Q2: Does Feltl & Company provide investment banking services?
Yes. The firm offers M&A advisory, capital raising, and strategic financial services.
Q3: Can clients access U.S. stock exchanges through Feltl & Company?
Yes. The firm participates in U.S. securities markets, including Nasdaq and NYSE.
Q4: Does Feltl & Company operate a retail trading platform?
No. The firm focuses on institutional brokerage and investment banking rather than mass-market retail trading platforms.
