Boral Capital LLC is a U.S. registered broker‑dealer and investment bank serving clients across the US stock market with investment banking, capital markets execution, and brokerage services. The firm, formerly known as EF Hutton LLC, rebranded to D. Boral Capital in 2024 to reflect its expanded leadership and strategic vision. D. Boral Capital operates as a full‑service financial institution providing underwriting, placement, advisory, research, and institutional sales to middle‑market and emerging growth companies. It is registered with the Securities and Exchange Commission (SEC) and is a member of the Financial Industry Regulatory Authority (FINRA) and the Securities Investor Protection Corporation (SIPC). The firm has also been approved as a Nasdaq Stock Market member for limited underwriting services, positioning it among recognized NASDAQ stock brokers in U.S. capital markets.
What Services Does D. Boral Capital LLC Offer?
Boral Capital combines elements of a traditional stock exchange brokers platform with investment banking and capital markets expertise.
| Service Category | What D. Boral Capital LLC Offers |
| Investment Banking | IPOs, follow‑on offerings, PIPEs, and private placements for growth companies |
| Capital Markets Execution | Underwriting and placement services for equity and debt offerings, including SPACs and registered direct offerings |
| Brokerage Services | Brokerage execution support as part of underwriting and placement services for client transactions |
| Institutional Sales & Research | Market insights, strategy, and institutional sales efforts across sectors |
| Advisory Services | Strategic advisory for capital formation and financial structuring |
The firm also maintains wealth management and research capabilities aligned with its strategic advisory and investor execution services.
Who Is D. Boral Capital LLC For?
Boral Capital serves a diverse client base that includes:
- Corporate issuers seeking capital raising and IPO support
- Institutional investors needing execution and underwriting services
- Emerging growth companies navigating public and private financings
- Entities comparing stock exchange brokers with strong underwriting and advisory experience
- Clients seeking relationships with established NASDAQ stock brokers for public offerings
The firm supports both issuance and execution needs for clients operating in U.S. and global markets.
Which Markets and Exchanges Can You Trade Through D. Boral Capital?
Market Access
Boral Capital’s membership and approvals allow participation in key U.S. securities markets:
- NASDAQ markets – approval as a Limited Underwriting Member enables principal underwriting participation
- New York Stock Exchange – approval as a Limited Underwriting Member of the NYSE broadens underwriting access in U.S. equities markets
This capacity supports the firm’s involvement in public offerings and transaction execution across major trading venues.
Regulatory Memberships
- SEC registered broker‑dealer
- FINRA member
- SIPC member
- Nasdaq Stock Market approved for underwriting services
- NYSE Limited Underwriting Member
These memberships ensure compliance with U.S. securities regulations and standard investor protections while facilitating participation in capital markets.
How D. Boral Capital Helps You Trade and Raise Capital
Here’s how a typical engagement works with D. Boral Capital:
- Clients approach with a capital raising or strategic advisory need
- The firm assesses objectives and structures a tailored financing plan
- D. Boral Capital underwrites, places, or advises on equity/debt offerings
- Brokerage and execution services support placement into the US stock market
- Clients receive confirmations, research, and reporting aligned with regulatory requirements
Through these steps, the firm functions both as an execution partner and strategic advisor for capital markets transactions.
Contact Information and Website
| Detail | Information |
| Official Website | https://dboralcapital.com |
| Headquarters Address | 590 Madison Avenue, 39th Floor, New York, NY 10022, USA |
| Main Phone | +1‑212‑970‑5150 |
| Regulatory Status | SEC, FINRA, SIPC, Nasdaq member (Limited Underwriting), NYSE Limited Underwriting Member |
| CRD | 103792 |
Headquarters Location
Why D. Boral Capital LLC Matters for Investors
Boral Capital stands out because it:
- Offers a full range of investment banking and underwriting services in the US stock market
- Functions as both a capital markets advisor and execution partner for issuers and investors
- Provides access to major exchanges as part of stock exchange brokers with underwriting authority
- Combines strategic advisory, institutional sales, and complex transaction capabilities
The firm’s expanded role in underwriting and placement helps clients navigate public offerings and growth capital needs.
Readers looking for the complete U.S. stock exchanges list can explore our detailed guide.
Frequently Asked Questions
Q1: Is D. Boral Capital a regulated broker-dealer?
Yes. It is registered with the SEC and is a member of FINRA and SIPC.
Q2: Can D. Boral Capital participate in U.S. exchanges?
Yes. The firm has Nasdaq underwriting membership and NYSE Limited Underwriting Member status.
Q3: What services does the firm provide?
The firm offers investment banking, underwriting, advisory, placement, and related execution services.
Q4: Where is D. Boral Capital headquartered?
The firm is headquartered in New York, NY.
