Colliers Securities LLC is a U.S. registered broker‑dealer and investment services firm serving clients in the US stock market with brokerage execution, investment banking, capital markets, and public finance services. Established in 1977, the firm operates as part of the broader Colliers platform, focusing on securities brokerage, underwriting, financial advisory, and trading solutions for both institutional and individual investors. Colliers Securities is registered with the Securities and Exchange Commission (SEC) and is a member of the Financial Industry Regulatory Authority (FINRA), the Municipal Securities Rulemaking Board (MSRB), the Securities Investor Protection Corporation (SIPC), and the Nasdaq Stock Market. As seasoned stock exchange brokers, the firm combines execution, advisory, and capital markets expertise with decades of institutional experience.
What Services Does Colliers Securities LLC Offer?
Colliers Securities operates as a full‑service broker‑dealer and investment banking firm, offering a wide range of financial solutions.
| Service Category | What Colliers Securities LLC Offers |
| Brokerage Execution | Execution of equity and fixed income trades for clients through a clearing arrangement with National Financial Services LLC |
| Investment Banking | Capital raising, underwriting, mergers & acquisitions, and strategic advisory |
| Institutional Sales & Trading | Sales and trading for institutional investors in equity, fixed income, and public finance markets |
| Public Finance | Municipal bond underwriting and advisory for government and institutional issuers |
| Wealth Management Support | Brokerage, advisory services, and investment solutions for individual investors |
| Research & Analysis | Market research and analysis supporting trading and advisory activities |
Colliers Securities has delivered comprehensive financial solutions, blending brokerage transactions with capital markets services to meet individual, institutional, and public finance needs.
Who Is Colliers Securities LLC For?
Colliers Securities serves a diverse array of clients, including:
- Institutional investors requiring execution and trading services
- Corporations and public entities needing capital markets and financial advisory solutions
- Individual investors seeking brokerage and wealth support services
- Clients comparing NASDAQ stock brokers for access, execution, and investment recommendations
- Entities needing expertise in municipal finance and underwriting
The firm’s services are structured to support both professional investment activity and long‑term strategic advisory needs.
Which Markets and Exchanges Can You Trade Through Colliers Securities?
Market Access
Colliers Securities holds approvals and memberships enabling access to major U.S. markets, including:
- NASDAQ markets, consistent with its approval as part of the network of NASDAQ stock brokers
- NYSE and NYSE Arca trading venues for equities and exchange‑listed instruments
- OTC markets and fixed income trading markets in which the firm participates
These affiliations enable Colliers clients to trade a broad spectrum of U.S. securities.
Regulatory Memberships
- SEC registered broker‑dealer
- FINRA member
- Nasdaq Stock Market approved
- SIPC member
- MSRB member
These memberships ensure compliance with U.S. regulatory requirements and provide standard protections for eligible customer assets.
How Colliers Securities Helps You Trade
Here is how typical broker‑dealer activity works with Colliers Securities:
- Open a brokerage or advisory account with Colliers Securities through a financial professional.
- Fund the account according to firm and regulatory requirements.
- Select investment products such as stocks, bonds, ETFs, or mutual funds.
- Place orders through the firm’s brokerage platform or with the assistance of a Colliers representative.
- Trades are executed and cleared via National Financial Services LLC under a correspondent clearing arrangement.
- Clients receive confirmations, statements, and reporting as part of ongoing service.
Colliers focuses on execution, advisory guidance, and supportive services rather than discretionary management unless a separate advisory relationship is established.
Contact Information and Website
Corporate Contact Information
| Detail | Information |
| Official Website | https://www.colliers.com/en/services/colliers-securities |
| Headquarters Address | 90 South 7th Street, Suite 4300, Minneapolis, MN 55402, USA |
| General Phone | +1‑612‑376‑4000 |
| Clearing Partner | National Financial Services LLC (Clearing and settlement) |
| Regulatory Status | Member SEC, FINRA, Nasdaq, SIPC, MSRB |
| CRD | 7477 |
Colliers Securities maintains a network of regional offices in the Midwest and beyond to serve client needs.
Regional Office / Campus Locations
| Region / Area (State) | Location Cities |
| Minnesota | Minneapolis {Main brokerage and financial services operations (Headquarters)} |
| North Dakota | Bismarck {Client service and public finance support} |
| South Dakota | Sioux Falls {Regional coverage office} |
| North Dakota | Fargo {Broader regional presence} |
| South Dakota | Watertown {Local client support} |
This coverage helps Colliers Securities serve institutions, municipal clients, and individual investors across multiple states.
Readers looking for the complete U.S. stock exchanges list can explore our detailed guide.
Main Office Location
Why Colliers Securities Matters for Investors
Colliers Securities is notable for:
- Serving institutional, governmental, and individual clients with brokerage and capital markets services
- Access to major markets including NASDAQ and NYSE for trading across asset classes
- Decades of experience with complex financing, public finance, and investment banking solutions
- Providing execution and advisory support typical of professional stock exchange brokers in the U.S.
The firm’s blend of investment banking, brokerage execution, and public finance expertise makes it a versatile partner for market participants.
Frequently Asked Questions
Q1: Is Colliers Securities a regulated broker-dealer?
Yes. The firm is registered with the SEC and is a member of FINRA, Nasdaq, SIPC, and MSRB.
Q2: Can I trade U.S. stocks with Colliers Securities?
Yes. Colliers offers brokerage execution services for equities, bonds, and other securities listed on U.S. markets including Nasdaq venues.
Q3: Does the firm provide investment advice?
Colliers offers advisory guidance and recommendations through financial professionals but operates primarily as a brokerage firm.
Q4: Where is Colliers Securities headquartered?
The headquarters is in Minneapolis, Minnesota.
