Chardan Capital Markets, LLC
Chardan Capital Markets, LLC is a registered U.S. broker‑dealer and global investment bank serving clients in the US stock market and international capital markets. Headquartered in New York City, Chardan specializes in investment banking, equity and fixed income sales and trading, research, strategic advisory, and capital raising for emerging growth companies and institutional clients. It is registered with the Securities and Exchange Commission (SEC) as a broker‑dealer and is a member of the Financial Industry Regulatory Authority (FINRA), Securities Investor Protection Corporation (SIPC), and the Nasdaq Stock Market. Chardan is part of a group of established NASDAQ stock brokers offering institutional execution and advisory services.
What Services Does Chardan Capital Markets, LLC Offer?
Chardan operates as a full‑service global investment bank and one of the experienced stock exchange brokers, offering a range of financial services for corporate, institutional, and sophisticated clients.
| Service Category | What Chardan Capital Markets Offers |
| Investment Banking | Capital raising, private placements, equity and debt offerings, strategic advisory |
| Institutional Sales & Trading | Execution of equities, fixed income, and structured products for institutional clients |
| Research | Proprietary equity research with sector expertise and corporate access |
| SPAC Advisory & Transactions | SPAC IPOs, business combinations, and merger advisory |
| Capital Markets Advisory | Advisory on mergers and acquisitions, financial strategy, and scaling growth |
| Corporate Access | Access programs connecting issuers and institutional investors |
Chardan’s services blend primary capital markets activities with institutional sales, research, and strategic planning to support client growth and execution objectives.
Who Is Chardan Capital Markets, LLC For?
Chardan Capital Markets serves a wide range of clients, including:
- Corporations and issuers seeking equity and debt capital via public or private markets
- Institutional investors needing execution, trading, and research support
- Sponsors and investors involved in SPAC transactions and strategic combinations
- Clients looking for global insight from a network of NASDAQ stock brokers and institutional market professionals
The firm’s advisory and execution platforms are tailored for clients who require depth in investment banking and global capital markets participation.
Which Markets and Exchanges Can You Trade Through Chardan Capital Markets?
Market Access
Chardan is authorized to trade and participate in major U.S. markets, including:
- Nasdaq markets
- New York Stock Exchange and NYSE Arca trading venues
- OTC and other eligible U.S. listed securities
Regulatory Memberships
- SEC registered broker‑dealer
- FINRA member
- Nasdaq Stock Market approved
- SIPC member
- Municipal Securities Rulemaking Board member
These memberships ensure that Chardan complies with U.S. securities regulations and offers standard investor protections across its institutional and advisory services.
How Chardan Capital Markets Helps You Trade and Invest
Here is how typical engagement works with Chardan Capital Markets:
- Clients establish a brokerage or advisory relationship with Chardan
- Strategic objectives and capital needs are discussed with investment banking teams
- Orders and transactions are executed through institutional sales and trading desks
- Research and market insights support execution and investment decisions
- Capital raising, SPAC structuring, or corporate advisory services complete the transaction lifecycle
Chardan does not carry customer securities accounts or perform custodial services directly; it claims an exemption from SEC customer protection rules under Rule 15c3‑3 because it clears through a correspondent clearing firm.
Contact Information and Website
Corporate Contact Information
| Detail | Information |
| Official Website | https://www.chardan.com |
| Headquarters Address | 1 PENNSYLVANIA PLAZA, SUITE 4800, NEW YORK, NY 10119 USA |
| General Phone | +1‑646‑465‑9000 |
| Regulatory Status | Member SEC, FINRA, SIPC, Nasdaq Stock Market |
| CRD | 120128 |
Chardan also maintains a presence in select global financial centers to support its investment banking and advisory functions.
Regional Office / Campus Locations
| Region / Area | Location Cities |
| Headquarters & Northeast | New York, NY {Main investment banking and brokerage operations} |
| West Coast Presence | Los Angeles, CA {Capital markets support and corporate coverage} |
| Asia Coverage | Beijing, China {Institutional and advisory presence} |
These locations help Chardan serve global and institutional clients with in‑depth market access and capital markets support.
Headquarters Location
Why Chardan Capital Markets Matters for Investors and Institutions
Chardan Capital Markets stands out for:
- Deep experience in SPAC IPOs and combinations, advising on billions in transaction value
- Comprehensive institutional brokerage and investment banking services
- Execution and research strengths typical of established stock exchange brokers
- Global reach and participation in key markets such as Nasdaq and NYSE
As an independent global investment bank and broker‑dealer, Chardan offers participants strategic access to capital, execution, and advisory services across sectors and regions.
Readers looking for the complete U.S. stock exchanges list can explore our detailed guide.
Frequently Asked Questions
Q1: Is Chardan Capital Markets a regulated broker‑dealer?
Yes. The firm is registered with the SEC, is a FINRA member, and participates on the Nasdaq Stock Market, among other exchanges.
Q2: What services does Chardan provide?
Chardan provides investment banking, institutional sales and trading, research, SPAC advisory, and capital markets solutions.
Q3: Can Chardan execute trades for clients in the U.S. markets?
Yes. Chardan acts as a broker‑dealer with access to Nasdaq, NYSE, and other U.S. trading venues.
Q4: Where is Chardan headquartered?
The firm is headquartered at 17 State Street, New York, NY 10004, USA.
