Andrew Garrett, Inc. is a registered U.S. broker-dealer and investment advisory firm serving clients in the US stock market. Founded in 1969, the firm provides a full range of brokerage, advisory, and wealth management services. Andrew Garrett, Inc. is registered with the Securities and Exchange Commission (SEC), a member of the Financial Industry Regulatory Authority (FINRA), and a member of the Securities Investor Protection Corporation (SIPC). The firm also operates as part of the network of NASDAQ stock brokers, providing clients with access to major U.S. markets.
What Services Does Andrew Garrett, Inc. Offer?
As one of the full-service stock exchange brokers, Andrew Garrett provides both brokerage and advisory solutions.
| Service Category | What Andrew Garrett, Inc. Offers |
| Brokerage Services | Buy and sell U.S. stocks, ETFs, options, and fixed income securities |
| Investment Advisory | Discretionary and non-discretionary portfolio management and advice |
| Wealth Management | Retirement planning, estate planning, and long-term wealth strategies |
| Capital Markets | Investment banking, corporate finance, and private placements |
| Advisory & Consulting | Strategic financial guidance and mergers/acquisitions advisory |
| Account Features | Cash and margin accounts, online access, and portfolio monitoring |
Who Is Andrew Garrett, Inc. For?
The firm serves a variety of clients, including:
- Individual investors seeking guidance from stock exchange brokers
- Institutional clients needing execution and advisory services in the US stock market
- High-net-worth families requiring wealth management and estate planning
- Clients looking for trusted NASDAQ stock brokers with regulatory compliance
Andrew Garrett combines brokerage execution, advisory strategy, and wealth management for clients of different sophistication levels.
Which Markets and Exchanges Can You Trade Through Andrew Garrett?
Market Access
- New York Stock Exchange (NYSE)
- NASDAQ markets (making it part of the network of NASDAQ stock brokers)
- Eligible OTC and fixed income securities
Regulatory Memberships
- SEC registered broker-dealer
- FINRA member
- SIPC member
These memberships ensure compliance with U.S. trading rules and investor protections.
How Andrew Garrett Helps You Trade Stocks
- Open a brokerage or advisory account online or through a representative
- Fund the account per regulatory requirements
- Choose securities, ETFs, or options to trade
- The firm executes trades in the market under regulatory oversight
- Trades are cleared and settled with SIPC protections
- Clients receive confirmations and can monitor positions online or via advisor
Contact Information and Website
| Detail | Information |
| Official Website | https://www.andrewgarrett.com |
| Headquarters Address | 230 Park Avenue, 3rd Floor West, New York, NY 10169, USA |
| General Phone | +1‑212‑986‑0555 |
| Regulatory Status | Member SEC, FINRA, SIPC |
| CRD | 29931 |
Headquarters Location
Why Andrew Garrett, Inc. Matters for Investors
Andrew Garrett is trusted for:
- Direct market access to the US stock market
- Services as full-service stock exchange brokers for individual and institutional clients
- Participation in NASDAQ stock brokers networks for equities and ETFs
- Wealth management, advisory, and strategic financial guidance
The firm combines regulatory compliance with professional brokerage and advisory services, making it suitable for both active traders and long-term investors.
Readers looking for the complete U.S. stock exchanges list can explore our detailed guide.
Frequently Asked Questions
Q1: Is Andrew Garrett, Inc. a registered broker?
Yes. The firm is registered with the SEC, a FINRA member, and SIPC protected.
Q2: Can I trade U.S. stocks and ETFs?
Yes. Andrew Garrett offers full brokerage services including U.S. stocks, ETFs, options, and fixed income securities.
Q3: Does the firm provide investment advisory services?
Yes. Both discretionary and non-discretionary advisory services are offered.
Q4: Where is the main office located?
The headquarters is at 230 Park Avenue, 3rd Floor West, New York, NY 10169, USA.
