Alexander Capital, L.P. is a U.S. registered broker‑dealer and investment bank serving clients in the US stock market and capital markets. Founded in 1995, the firm operates as a full‑service brokerage and investment banking firm offering brokerage execution, investment advisory, wealth management, and capital markets services. Alexander Capital is registered with the Securities and Exchange Commission (SEC) and is a member of the Financial Industry Regulatory Authority (FINRA) and the Securities Investor Protection Corporation (SIPC). Its securities transactions are executed and cleared by correspondent clearing brokers on a fully disclosed basis.
What Services Does Alexander Capital, L.P. Offer?
Alexander Capital provides a broad range of services designed for institutional, professional, and retail clients.
| Service Category | What Alexander Capital Offers |
| Brokerage Services | Buy and sell equities, bonds, ETFs, options, and other securities through full‑service brokerage operations |
| Investment Advisory | Discretionary and non‑discretionary advisory services tailored to client objectives |
| Wealth Management | Wealth planning, portfolio structuring, and asset allocation strategies |
| Capital Markets | Investment banking, capital raising, and advisory for private and public companies |
| Institutional Sales & Trading | Equity and fixed income sales, trading, and execution services for institutional clients |
| Advisory & Valuation | Valuation, merger and acquisition advisory, and strategic consulting |
Who Is Alexander Capital, L.P. For?
Alexander Capital serves a diverse range of clients, including:
- Institutional investors requiring execution, research, and trading support
- Companies seeking capital markets and investment banking services
- High‑net‑worth individuals and families needing wealth management and advisory services
- Retail clients comparing stock exchange brokers for both execution and advisory offerings
The firm combines brokerage execution, advisory strategy, and capital markets expertise for clients of varying sophistication.
Which Markets and Exchanges Can You Trade Through Alexander Capital?
Market Access
Alexander Capital facilitates trading in major U.S. markets, including:
- New York Stock Exchange (NYSE)
- NASDAQ markets – offering exposure typical of Nasdaq stock brokers
- Eligible OTC securities and other registered instruments
Clients can execute trades in a full spectrum of U.S. listed equities and market‑linked instruments.
Regulatory Memberships
- SEC registered broker‑dealer
- FINRA member
- SIPC member
These memberships ensure the firm complies with U.S. securities regulations and provides investor protections customary in the brokerage industry.
How Alexander Capital Helps You Trade Stocks
Here is how a typical brokerage interaction works with Alexander Capital:
- Open a brokerage or advisory account online or through a representative
- Fund the account per regulatory requirements
- Select securities or investment opportunities to buy or sell
- Alexander Capital executes trades in the market on your behalf
- Trades are cleared through the firm’s correspondent clearing brokers
- Clients receive confirmations and ongoing account reporting
This process supports both active trading and long‑term investment management.
Contact Information and Website
Corporate Contact Information
| Detail | Information |
| Official Website | https://www.alexandercapitallp.com |
| Headquarters Address | 10 DRS James Parker Blvd, Suite 202, Red Bank, NJ 07701, USA |
| New York Office Address | 17 State Street, 5th Floor, New York, NY 10004, USA |
| General Phone | +1‑212‑687‑5650 |
| Additional Email | [email protected] |
| Regulatory Status | Member SEC, FINRA, SIPC |
| CRD | 40077 |
Regional Office / Campus Locations
Alexander Capital operates from multiple verified locations serving different client segments.
| Region / Area | Location Cities |
| Headquarters & Mid‑Atlantic | Red Bank, NJ {Main office and brokerage operations} |
| Financial District | New York, NY {Capital markets and institutional services} |
These locations support the firm’s institutional, advisory, and client service functions.
Headquarters Location
Why Alexander Capital Matters for Investors
Alexander Capital combines traditional brokerage functions with capital markets and advisory expertise, making it relevant for:
- Clients performing direct securities transactions in the US stock market
- Investors seeking full‑service support beyond execution provided by typical stock exchange brokers
- Those who want both brokerage trading and strategic financial advisory services
By operating both brokerage and investment banking functions, the firm provides broad access across investment and capital markets.
Readers looking for the complete U.S. stock exchanges list can explore our detailed guide.
Frequently Asked Questions
Q1: Is Alexander Capital, L.P. regulated to trade in the U.S. markets?
Yes. The firm is registered with the SEC, is a FINRA member, and is SIPC protected for eligible client assets.
Q2: Can I execute trades through Alexander Capital?
Yes. Alexander Capital offers full brokerage services including trade execution for stocks, bonds, ETFs, and more.
Q3: Does Alexander Capital provide advisory services?
Yes. The firm provides both brokerage and investment advisory services tailored to client needs.
Q4: Where are the primary offices of Alexander Capital located?
The headquarters is in Red Bank, New Jersey, and a major office is in New York, NY.
