Regal Securities, Inc. is a registered U.S. broker-dealer providing brokerage and investment services across the U.S. stock market. As one of the established stock exchange brokers, Regal serves individual investors, active traders, and financial professionals through a mix of full-service and self-directed trading solutions. The firm is registered with the U.S. Securities and Exchange Commission (SEC) and is a member of FINRA and SIPC, offering standard regulatory oversight and investor protections.
What Services Does Regal Securities, Inc. Offer?
As one of the experienced stock exchange brokers operating in the U.S. stock market, Regal Securities delivers a focused set of brokerage and advisory services designed to support both long-term investing and active trading strategies.
Service Categories & Offerings
| Service Category | What Regal Securities Offers |
| Equity & ETF Trading | U.S. stocks and ETFs traded on NYSE and NASDAQ through full-service and self-directed accounts |
| Options & Fixed Income | Options trading, corporate bonds, and government securities |
| Investment Advisory | Portfolio guidance and advisory services through affiliated advisors |
| Discount Brokerage | Low-cost, self-directed trading via Regal Discount Securities and Investrade |
| Clearing & Execution | Trade clearing and settlement through established third-party clearing partners |
Who Is Regal Securities For?
Regal Securities is designed for a wide range of participants in the US stock market, including:
- Individual investors seeking full-service brokerage support
- Active and experienced traders using self-directed platforms
- Clients looking to work with established NASDAQ stock brokers for equity and options trading
- Financial professionals and institutions needing brokerage infrastructure and execution services
Which Markets and Exchanges Can You Trade Through Regal?
Regal Securities provides access to major U.S. securities markets through its broker-dealer operations and clearing relationships.
Market Access
Clients can trade U.S. securities through supported platforms and broker-assisted services.
Regulatory Memberships
- FINRA registration
- SEC registration
- SIPC membership
These memberships ensure compliance with U.S. securities regulations and provide standard investor protections.
How Regal Helps You Trade Securities
A typical trade through Regal Securities follows these steps:
- Open a brokerage account (full-service or self-directed)
- Select the stock, ETF, option, or fixed-income security
- Place a trade through the platform or with a licensed representative
- Regal routes the order to the appropriate market
- The clearing firm completes settlement
- The position appears in your account
Contact Information and Website
Corporate Contact Information
| Detail | Information |
| Official Website | https://www.regalsecurities.com |
| Corporate Headquarters | 950 Milwaukee Ave., Suite 101, Glenview, IL 60025, USA |
| Toll-Free Phone (U.S.) | 1-877-488-6534 |
| International Phone | 1-847-375-6153 |
| Support Email | [email protected] |
| CRD | 7297 |
Regional Office / Campus Locations
Regal Securities operates primarily from its headquarters while serving clients nationwide across the US stock market.
| Region / Area | Location Cities (Focus) |
| Headquarters / Midwest | Glenview, IL {Corporate headquarters, brokerage operations, compliance} |
| National Coverage | United States {Retail, advisory, and institutional client services} |
| Online Trading | Nationwide {Self-directed discount brokerage and electronic execution} |
Headquarters Location
Why Regal Securities Matters for Investors
Regal Securities, Inc. remains relevant to modern investors because it offers:
- Access to U.S. equities and options through NYSE and NASDAQ stock brokers
- Flexible account types, including full-service and discount brokerage
- Regulatory oversight and SIPC investor protection
- Support for both long-term investing and active trading strategies
As one of the established stock exchange brokers in the U.S. stock market, Regal provides dependable market access and brokerage services without unnecessary complexity.
Readers looking for the completeĀ U.S. stock exchangesĀ list can explore our detailed guide.
Frequently Asked Questions
What services does Regal Securities offer?
Regal Securities provides equity and ETF trading, options and fixed-income trading, investment advisory services, discount brokerage, and clearing and execution support.
Who is Regal Securities for?
Regal Securities serves individual investors, active traders, financial professionals, and institutions requiring brokerage and execution services.
Which markets and exchanges can I trade through Regal Securities?
Regal offers access to major U.S. markets, including the New York Stock Exchange (NYSE) and Nasdaq, for equities and options trading.
What regulatory memberships does Regal Securities hold?
Regal Securities is SEC registered, a FINRA member, and a participant in SIPC, ensuring regulatory compliance and investor protection.
How does Regal Securities help clients trade securities?
Clients open brokerage accounts, place trades through self-directed or full-service platforms, and Regal routes orders to the appropriate market, with settlement handled by clearing partners.
Why should I choose Regal Securities?
Regal offers flexible account types, competitive pricing, strong regulatory oversight, and access to U.S. equities and options, making it suitable for both long-term investors and active traders.
