Raymond James & Associates, Inc., a subsidiary of Raymond James Financial, Inc., is a U.S. registered broker-dealer and investment advisory firm operating across the US stock market. Founded in 1962, the firm provides full-service brokerage, investment management, and financial planning services to individual and institutional investors. It operates as one of the established stock exchange brokers, combining personalized advice with broad market access through experienced professionals, including NY stock brokers.
What Services Does Raymond James & Associates, Inc. Offer?
As one of the long-standing stock exchange brokers in the United States, Raymond James offers a wide range of investment and financial services.
| Service Category | What Raymond James & Associates, Inc. Offers |
| Stock Trading | Buy and sell U.S. stocks, ETFs, and exchange-listed securities through full-service brokerage |
| Investment Management | Advisory programs, discretionary portfolio management, and customized strategies |
| Fixed Income | Corporate, municipal, and government bonds |
| Retirement & Financial Planning | Retirement income planning, estate planning, education savings, and wealth transfer |
| Research & Advisory Tools | Proprietary research, market insights, planning tools, and advisor guidance |
Who Is Raymond James & Associates, Inc. For?
Whether you work with advisors in New York or elsewhere in the country, Raymond James serves clients across the US stock market, including:
- Individual investors seeking personalized advice
- High-net-worth clients working with dedicated advisors and NY stock brokers
- Retirees and families planning long-term financial goals
- Institutions requiring professional brokerage and advisory services
Which Markets and Exchanges Can You Trade Through Raymond James?
Raymond James provides clients with access to major U.S. trading venues and global investment opportunities through its role as a registered broker-dealer.
Market Access
- New York Stock Exchange (NYSE)
- NASDAQ markets
- Other U.S. exchanges for equities, ETFs, and fixed-income products
Regulatory Memberships
- SEC registered broker-dealer
- FINRA member
- SIPC member
These registrations ensure compliance with U.S. financial regulations while offering investor protection and access to professional stock exchange brokers.
How Raymond James Helps You Trade and Invest
A typical investment process includes:
- Opening an account with a Raymond James financial advisor
- Defining goals, risk tolerance, and investment timeline
- Selecting appropriate stocks, bonds, or portfolios
- Trade execution through Raymond James systems
- Clearing and settlement via approved partners
- Ongoing monitoring and advisor support
Raymond James emphasizes advisor-led investing rather than purely self-directed trading.
Contact Information and Website
Corporate Contact Information
| Detail | Information |
| Official Website | https://www.raymondjames.com |
| Legal Entity | Raymond James & Associates, Inc. |
| Main Brokerage Address | 880 Carillon Parkway, St. Petersburg, FL 33716, USA |
| General Phone (U.S.) | 1-800-248-8863 |
| CRD | 705 |
Regional OfficeĀ
| State / Region | Branch Locations & Focus |
| Florida (Headquarters) | St. Petersburg (Corporate Offices, Brokerage Operations) |
| Illinois | Chicago (Wealth Management, Advisory Services) |
| North Carolina | Raleigh (Financial Advisory, Planning), Asheville (Client Services, Wealth Advice)Ā |
| Iowa | Davenport (Branch Advisory Services) |
| Nevada / Utah | Las Vegas, Cottonwood Heights, Salt Lake City (Advisory & Wealth Management) |
| Other U.S. States | Offices across PA, SC, DE, UT, and additional regions (Financial Planning & Advisory) |
Raymond James operates hundreds of offices nationwide, allowing clients to work locally while accessing national brokerage resources.
Main Branch Location (U.S.)
Why Raymond James Matters for Investors
Raymond James & Associates, Inc. is valued because it:
- Offers personalized, advisor-driven investing
- Provides broad access to the US stock market
- Combines research with relationship-based advice
- Operates as a trusted stock exchange broker
- Supports long-term financial planning and wealth management
Readers looking for the completeĀ U.S. stock exchangesĀ list can explore our detailed guide.
Frequently Asked Questions
Q1: Can I trade stocks with Raymond James & Associates, Inc.?
Yes. Clients can trade U.S. stocks, ETFs, bonds, and other securities through a Raymond James advisor.
Q2: Is Raymond James a discount or full-service broker?
Raymond James operates primarily as a full-service brokerage with advisor-guided investing.
Q3: Is Raymond James regulated?
Yes. It is registered with the SEC and is a member of FINRA and SIPC.
Q4: Are client assets protected?
Yes. Eligible assets are protected under SIPC coverage, subject to standard limits.
