A.G.P./Alliance Global Partners, LLC (commonly known as Alliance Global Partners) is a U.S. registered broker-dealer and investment banking firm operating in the U.S. stock market. Founded in 2011 and headquartered in New York City, the firm provides institutional sales and trading, investment banking, research, and capital markets services. Alliance Global Partners serves corporate issuers and institutional investors and is recognized among specialized NASDAQ stock brokers active in U.S. equity markets.
What Services Does A.G.P./Alliance Global Partners, LLC Offer?
As part of the network of professional stock exchange brokers, Alliance Global Partners offers a focused range of capital markets and brokerage services for institutional and corporate clients participating in the US stock market.
| Service Category | What A.G.P./Alliance Global Partners, LLC Offers |
| Equity Trading | Institutional execution services for U.S. listed equities |
| Investment Banking | Capital raising, IPOs, follow-on offerings, and advisory services |
| Research | Equity research coverage across selected industry sectors |
| Sales & Trading | Institutional sales, trading, and market access services |
| Corporate Advisory | Strategic advisory and capital markets consulting |
Who Is A.G.P./Alliance Global Partners, LLC For?
Alliance Global Partners is designed for professional and institutional market participants, including:
- Institutional investors seeking execution and research support
- Public and private companies raising capital in the U.S. stock market
- Issuers looking to list or trade through NASDAQ stock brokers
- Clients requiring specialized investment banking and brokerage services
The firm does not focus on mass-market retail brokerage accounts.
Which Markets and Exchanges Can You Trade Through A.G.P./Alliance Global Partners, LLC?
Alliance Global Partners provides access to major U.S. securities markets through its brokerage and execution capabilities.
Market Access
- New York Stock Exchange (NYSE)
- NASDAQ
- U.S. equity capital markets
Clients trade these instruments through approved platforms connected to the US stock market.
Regulatory Memberships
- FINRA registered broker-dealer
- SEC registered
- SIPC member
These registrations confirm Alliance Global Partnersā role as a regulated firm among U.S. stock exchange brokers.
How A.G.P./Alliance Global Partners, LLC Helps You Trade Securities
A typical engagement with Alliance Global Partners follows these steps:
- Institutional or corporate client relationship is established
- Trading, research, or capital markets needs are identified
- Orders or transactions are executed through approved platforms
- Trades are routed to the appropriate market or exchange
- Clearing and settlement are completed through standard industry processes
- Ongoing advisory, research, and execution support is provided
Contact Information and Website
Corporate Contact Information
| Detail | Information |
| Official Website | https://www.allianceg.com |
| Main Office Address | 590 Madison Ave, New York, NY 10022 |
| Regulatory Status | FINRA member, SEC registered, SIPC |
| CRD | 8361 |
Regional Office / Campus Locations
Alliance Global Partners operates multiple offices across the United States.
| Region / Area | Location Cities (Focus) |
| Northeast / Headquarters | New York, NY (Investment Banking & Trading); Westport, CT (Corporate Headquarters) |
| MidāAtlantic | Annapolis, MD (Branch Office); Washington, DC (Branch Office) |
| West Coast (California) | Newport Beach, CA (Branch Office); Santa Monica, CA (Branch Office) |
| Southwest | Scottsdale, AZ (Branch Office) |
| Southeast (Florida) | Boca Raton, FL (Branch Office); Aventura, FL (Branch Office) |
Primary Office Location
Why A.G.P./Alliance Global Partners, LLC Matters for Investors
Alliance Global Partners plays an important role in the U.S. capital markets by supporting institutional investors and growing companies. The firm is valued for:
- Focused investment banking expertise
- Institutional equity trading and research
- Strong regulatory oversight
- Access to major U.S. exchanges through experienced stock exchange brokers
As one of the specialized NASDAQ stock brokers, Alliance Global Partners helps issuers and investors navigate capital formation and secondary market trading within the U.S. stock market.
Readers looking for the completeĀ U.S. stock exchangesĀ list can explore our detailed guide.
Frequently Asked Questions
Q1: Is A.G.P./Alliance Global Partners, LLC a registered broker-dealer?
Yes. The firm is registered with the SEC, is a FINRA member, and participates in SIPC.
Q2: Does Alliance Global Partners offer retail brokerage accounts?
No. The firm primarily serves institutional investors and corporate clients.
Q3: Can companies raise capital through Alliance Global Partners?
Yes. The firm provides investment banking and capital markets advisory services.
Q4: Which exchanges does the firm support?
Alliance Global Partners supports trading and capital markets activity on NYSE and NASDAQ.



